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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-03-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Brooklyn | NY | 09/2014 | 01/2019 |
| Cetera Financial Specialists Llc | Schaumburg | IL | 01/2019 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2019 | Present |
| W.C. Tax And Consulting Service, Inc | Brooklyn Heights | NY | 07/2013 | Present |
1)W.C. TAX AND CONSULTING SERVICE, INC; BROOKLYN HEIGHTS, NY; NON INVESTMENT RELATED; TAX PREPARATION; ENROLLED AGENT, TAX FILING SERVICES, INDIVIDUAL, CORPORATE, PAYROLL, STATE; OWNER; SINCE 07/2013; 160 HRS/MO 2)PATRON'S FAVORITE, INC; BROOKLYN, NY; NON INVESTMENT RELATED; ONLINE RETAILING; PART OWNER; SINCE 11/2018, 1 HR/MO 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 12/2019 ; APX NUMBER OF HOURS PER WEEK: 2 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE INSURANCE ;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-06-26 |
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