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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-02-24
MN RA APPROVED 2024-06-05
  • WI RA
    APPROVED
    Since 2025-02-24
  • MN RA
    APPROVED
    Since 2024-06-05

Branch Locations

1420 London Road Suite 201, Duluth, MN 55805-2425 • United States

Superior, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Perkins Restaurant Duluth/St. Cloud MN 08/2000 Present
Ameriprise Financial Services, Inc. Minneapolis MN 10/2015 05/2018
Wells Fargo Clearing Services, Llc Duluth MN 05/2018 06/2023
Independent Advisor Alliance Duluth MN 06/2023 05/2024
Lpl Financial Llc Duluth MN 06/2023 06/2024
Rbc Capital Markets, Llc Duluth MN 06/2024 Present
  • 08/2000 → Present
    Perkins Restaurant
    Duluth/St. Cloud, MN
  • 10/2015 → 05/2018
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 05/2018 → 06/2023
    Duluth, MN
  • 06/2023 → 05/2024
    Independent Advisor Alliance
    Duluth, MN
  • 06/2023 → 06/2024
    Lpl Financial Llc
    Duluth, MN
  • 06/2024 → Present
    Duluth, MN
Previous Registrations
Other Businesses

1) 06/06/2023 - Perkins Restaurant - Non-Inv Rel - Server - Start: 06/2001 - 25 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-14
  • S66 Uniform Combined State Law Examination
    2016-10-14
Other Names
  • Danielle Marie Charles

View on SEC IAPD

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