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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-02-24 |
| MN | RA | APPROVED | 2024-06-05 |
Branch Locations
1420 London Road Suite 201, Duluth, MN 55805-2425 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Perkins Restaurant | Duluth/St. Cloud | MN | 08/2000 | Present |
| Ameriprise Financial Services, Inc. | Minneapolis | MN | 10/2015 | 05/2018 |
| Wells Fargo Clearing Services, Llc | Duluth | MN | 05/2018 | 06/2023 |
| Independent Advisor Alliance | Duluth | MN | 06/2023 | 05/2024 |
| Lpl Financial Llc | Duluth | MN | 06/2023 | 06/2024 |
| Rbc Capital Markets, Llc | Duluth | MN | 06/2024 | Present |
1) 06/06/2023 - Perkins Restaurant - Non-Inv Rel - Server - Start: 06/2001 - 25 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-14 |
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