Best Investors
Account
Sign in
Best Investors
Account
Sign in
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-29 |
| NJ | RA | APPROVED | 2019-10-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Syacuse | NY | 05/2009 | 10/2019 |
| Commonwealth Financial Network | Waltham | MA | 10/2019 | Present |
| Pbj Wealth Management | Syracuse | NY | 10/2019 | 10/2021 |
| Salt City Financial Advisors | Syracuse | NY | 10/2021 | Present |
1.Fixed insurance sales; as of 10/18/2019; 1% time spent during business hours; Conducted at branch location; Investment related. 2.Owner, Draper Avenue Associates, LLC.; an entity created for the purpose of owning the office property, as of 2012; 1% time spent during business hours; Conducted at branch; Investment related. 3. Owner, Thomas F. Baker Services, LLC a Private Entity established to facilitate Securities, advisory, and insurance Business; as of 10/15/2019; 100% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-24 |
Reach out to this advisor