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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
CA RA APPROVED 2012-05-07
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • CA RA
    APPROVED
    Since 2012-05-07

Branch Locations

609 Deep Valley Drive Suite 400, Rolling Hills Estates, CA 90274 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Rolling Hills CA 04/2012 Present
  • 04/2012 → Present
    Morgan Stanley Smith Barney
    Rolling Hills, CA
Previous Registrations
  • 2010-08-11 → 2012-08-23
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
  • 2009-04-20 → 2010-08-03
    Los Angeles, CA
Other Businesses

1. BOBOT ADRENALINE/BAND; MUSICIAN; 1825 WHITLEY AVE, LA CA 90028; MUSICIAN; 4-5 HOURS PER MONTH 0 DURING BUSINESS HOURS PLAYS IN A BAND ONCE EVERY 6-8 WEEKS** 2. INDEPENDENT CONTRACTOR; ACTING; HOLLYWOOD CA; STUDYING IMPROV AT SECOND CITY AND OTHER SCHOOLS. MAY ACT IN SHORT FILMS FROM TIME TO TIME; 4 HOURS AFTER BUSINESS HOURS; 0 DURING BUSINESS; 05/2012 3. *303181 - The Second City; Investment related No; Teaching acting/improv, directing, writing; Employee (proprietor, partner, officer, director, employee, trustee, agent); Nov 2011; During business hours: 0; After business hours: 15 4. *542643 - Youth Academy of Dramatic Arts; Investment related No; LOS ANGELES, California; Art/Culture; Employee (proprietor, partner, officer, director, employee, trustee, agent); 09/2022 ; During business hours: 0; After business hours: 12; TEACHING, PERFORMING, DIRECTING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-17
  • S66 Uniform Combined State Law Examination
    2009-04-17
Other Names
  • Jon Pepper Berry
  • Pepper Pepper Berry

View on SEC IAPD

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