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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED_RES 2014-11-21
NJ RA APPROVED 2014-03-24
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED_RES
    Since 2014-11-21
  • NJ RA
    APPROVED
    Since 2014-03-24

Branch Locations

1722 Avenue U, Brooklyn, NY 11229 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooklyn NY 03/2014 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 03/2014 Present
Previous Registrations
Other Businesses

Entity Name: Humble Cafe LLC Investment related: No "Address: 322 Hillside Ave Williston Park, NY 11596" Nature of the other business: Coffee Shop Position/Title/Relationship: Owner/Partner Start Date: 02/18/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Coffee Shop, I will be co-owner of the business. The business/investment has no relation to my role with JPMC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-10
  • S66 Uniform Combined State Law Examination
    2009-03-10

View on SEC IAPD

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