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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-26 |
| TX | RA | APPROVED | 2020-02-03 |
Branch Locations
1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Uniondale | NY | 09/2008 | Present |
1. Long Island Golf Association; 49 Knollwood Road, Elmsford, NY 10523; To assist the association with finding future golf courses for local championships; Executive Committee Member; assist in finding new golf clubs for championships and find sponsors; 01/01/2016; 2 Hours per Month; Not during securities trading hours; Not Investment-Related. 2. CROSS ISLAND REFERRAL NETWORK; BNI NETWORKING GROUP; MEMBER; AFFILIATION STARTED 06/01/2014; 6 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-03 |
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