Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-13
TX RA APPROVED_RES 2016-09-01
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-04-13
  • TX RA
    APPROVED_RES
    Since 2016-09-01
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

490 Fulton St, Brooklyn, NY 11201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooklyn NY 10/2012 Present
Jpmorgan Chase Bank, N.A. Brooklyn NY 09/2010 Present
Previous Registrations
  • 2010-10-06 → 2012-10-01
    Chase Investment Services Corp.
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
Other Businesses

Entity Name: 2524 ARCHFELD BLVD. KISSIMMEE, FL 34747 Investment related: No "Address: 2524 ARCHFELD BLVD, KISSIMMEE, FL 34747" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/09/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rental property ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/1/2019 ADDRESS: 7511 GLENDALE, NY. DETAILS: Rental Unit INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY DETAILS: 18 NEW PALTZ, NY. ACCESSORY APARTMENT. HOURS DEDICATED (per month unless otherwise indicated): LESS THAN 5 HOURS A MONTH HOURS DURING TRADING: 0 INVESTMENT RELATED: YES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-03
  • S66 Uniform Combined State Law Examination
    2009-02-03
Other Names
  • James Quach

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Brooklyn, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor