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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-04 |
| TX | RA | APPROVED_RES | 2013-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Duluth | MN | 05/2012 | Present |
| Bank Of America, N.A. | Duluth | MN | 06/2012 | Present |
I*132368For profit or not for profit: Non-Profit OrganizationName of outside business organization: Beck FoundationInvestment related: NAddress of business:Duluth, Minnesota 55811Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 5/4/2020Number of hours devoted: 20 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Board Member - Beck Foundation - Supports local public TV station through funding from foundation.I*110413For profit or not for profit: Non-Profit OrganizationName of outside business organization: ISD 709 Duluth Public SchoolsInvestment related: NAddress of business:Duluth, Minnesota 55802Nature of business: Charitable Organization,Position, title, association: Other, Boy's High School Hockey CoachStart date of relationship: 11/13/2017Number of hours devoted: 200 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Independent School District 709 - Duluth Public Schools, my responsibility will be with the Duluth Denfeld High School Athletics, specifically, Assistant Boy's Ice Hockey Coach.I*3047270, Entity Type: , Name of OBA: Northwood Children's Service's Foundation, Address: Duluth, Minnesota, 55811, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 11/01/2025, No Hours: 24 Yearly, No Hours during Trading: 24 Yearly, Duties: Board Member, assist with governance of board activities. Provide Funding for Northwood Children's Service. I*3047270 Entity Type: Entity Charitable Name of OBA: Northwood Children's Service's Foundation Address: Duluth, Minnesota, 55811 Investment Related: Yes Position, Title, Association: Board Member Employee Start Date: 11/01/2025 Number of Hours: 24, Yearly Number of Hours during trading: 24, Yearly Duties: Provide Funding for Northwood Children's Service Board Member, assist with governance of board activities. Role is to approve or not approve funding requests from Northwood Children Services as well as review investments within the foundation as a group.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-01-16 |
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