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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-04
TX RA APPROVED_RES 2013-03-27
  • MN RA
    APPROVED
    Since 2013-11-04
  • TX RA
    APPROVED_RES
    Since 2013-03-27

Branch Locations

130 W Superior St, Duluth, MN 55802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Duluth MN 05/2012 Present
Bank Of America, N.A. Duluth MN 06/2012 Present
Previous Registrations
Other Businesses

I*132368For profit or not for profit: Non-Profit OrganizationName of outside business organization: Beck FoundationInvestment related: NAddress of business:Duluth, Minnesota 55811Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 5/4/2020Number of hours devoted: 20 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Board Member - Beck Foundation - Supports local public TV station through funding from foundation.I*110413For profit or not for profit: Non-Profit OrganizationName of outside business organization: ISD 709 Duluth Public SchoolsInvestment related: NAddress of business:Duluth, Minnesota 55802Nature of business: Charitable Organization,Position, title, association: Other, Boy's High School Hockey CoachStart date of relationship: 11/13/2017Number of hours devoted: 200 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Independent School District 709 - Duluth Public Schools, my responsibility will be with the Duluth Denfeld High School Athletics, specifically, Assistant Boy's Ice Hockey Coach.I*3047270, Entity Type: , Name of OBA: Northwood Children's Service's Foundation, Address: Duluth, Minnesota, 55811, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 11/01/2025, No Hours: 24 Yearly, No Hours during Trading: 24 Yearly, Duties: Board Member, assist with governance of board activities. Provide Funding for Northwood Children's Service. I*3047270 Entity Type: Entity Charitable Name of OBA: Northwood Children's Service's Foundation Address: Duluth, Minnesota, 55811 Investment Related: Yes Position, Title, Association: Board Member Employee Start Date: 11/01/2025 Number of Hours: 24, Yearly Number of Hours during trading: 24, Yearly Duties: Provide Funding for Northwood Children's Service Board Member, assist with governance of board activities. Role is to approve or not approve funding requests from Northwood Children Services as well as review investments within the foundation as a group.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-16
  • S66 Uniform Combined State Law Examination
    2009-01-16
Other Names
  • Ryan M Geris
  • Ryan Matthew Geris

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