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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-03-30 |
| CT | RA | APPROVED | 2015-06-22 |
| TX | RA | APPROVED | 2015-06-22 |
Branch Locations
1499 Post Rd, Fairfield, CT 06824 • United States
Greenwich, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fairfield | CT | 06/2015 | Present |
| Bank Of America, N.A. | Fairfield | CT | 07/2015 | Present |
I*132250 For profit or not for profit: For-Profit Organization Name of outside business organization: Commerce Brewing LLC Investment related: N Address of business: Largo, Florida 33770 Nature of business: LLC, Position, title, association: Other, Manager Start date of relationship: 6/20/2019 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This is a craft beer/wine/distillery that works to produce beverages for companies. I am a manager of the LLC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-31 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-18 |
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