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Lorraine Kurtz

Citigroup Global Markets Inc.

Brooklyn, NY

Brooklyn, NY

Fort Lee, NJ

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-28
  • NY RA
    APPROVED
    Since 2021-06-28

Branch Locations

Cwm Retail, Sales 375-381 Court Street, Brooklyn, NY 11231 • United States

Cwm Retail, Sales 502-512 86Th Street, Brooklyn, NY 11209 • United States

Citi Wealth Management, Sales 2071 Lemoine Avenue, Fl 2, Fort Lee, NJ 07024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Brooklyn NY 10/2012 09/2017
Citigroup Brooklyn NY 09/2017 Present
  • 10/2012 → 09/2017
    J.P. Morgan Securities Llc
    Brooklyn, NY
  • 09/2017 → Present
    Citigroup
    Brooklyn, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-28
S63 Uniform Securities Agent State Law Examination 1996-10-24
  • S65 Uniform Investment Adviser Law Examination
    2021-06-28
  • S63 Uniform Securities Agent State Law Examination
    1996-10-24

View on SEC IAPD

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SANTANDER SECURITIES LLC
COBBLESTONE WEALTH ADVISORS
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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JOSEPH JOHN COSENZA
CHARLES JOSEPH LAROCCA
JOHN STEVE VORVOLAKOS
DANIEL CLIFFORD GALLUZZO
ANDREW Michael LAROCCA
ANAND KUMAR DOOKIE

Other Offices

LPL FINANCIAL LLC · Brooklyn, NY
LPL FINANCIAL LLC · BROOKLYN, NY
J.P. MORGAN SECURITIES LLC · BROOKLYN, NY
CETERA INVESTMENT ADVISERS LLC · BROOKLYN, NY
EDWARD JONES · BROOKLYN, NY
J.P. MORGAN SECURITIES LLC · BROOKLYN, NY
CITIGROUP GLOBAL MARKETS INC. · BROOKLYN, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Brooklyn, NY

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