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Gregory Mark Rooney

Morgan Stanley

Garden City, NY

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-26
NY RA APPROVED 2021-04-27
CT RA APPROVED 2020-05-27
  • TX RA
    APPROVED
    Since 2022-01-26
  • NY RA
    APPROVED
    Since 2021-04-27
  • CT RA
    APPROVED
    Since 2020-05-27

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Instinet, Llc New York NY 06/2015 04/2019
Morgan Stanley Smith Barney Llc Garden City NY 04/2020 Present
Unemployed Garden City NY 04/2019 04/2020
Morgan Stanley Private Bank, N.A. New York NY 05/2020 Present
  • 06/2015 → 04/2019
    Instinet, Llc
    New York, NY
  • 04/2020 → Present
    Morgan Stanley Smith Barney Llc
    Garden City, NY
  • 04/2019 → 04/2020
    Unemployed
    Garden City, NY
  • 05/2020 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

(1)I AM AN INVESTOR IN "THE CROWD'S LINE". THE BUSINESS NATURE OF THE COMPANY IS COLLECTING DATA ON PROFESSIONAL SPORTS AND IS NOT INVESTMENT-RELATED. THE ADDRESS IS 48 WEST 76TH STREET APT 1B, NY NY 10023. I HAVE NO TITLE OR RELATIONSHIP BEYOND AN INVESTOR. I DEVOTE ABOUT 10 MINUTES/MONTH TO THIS INVESTMENT WHICH IS FOCUSED ON READING A MONTHLY BUSINESS UPDATE. I DEVOTE ZERO HOURS OF TIME TO THIS INVESTMENT DURING SECURITY TRADING HOURS. I HAVE NO DUTIES RELATED TO THIS BUSINESS. (3) I AM FOUNDER OF ESG UNITED PROPERTIES LLC. THERE FOCUS IS TO RENTAL MULTIFAMILY HOUSES IN NORTH CAROLINA. NO INVESTMENTS HAVE BEEN MADE TO DATE. *530530- Molloy Universtiy; Investment related- No; Rockville Centre, New York; Education; Adjunct Professor (proprietor, partner, officer, director, employee, trustee, agent); 03/2023; During business hours: 0; After business hours: 12; Teach a Graduate Class

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-27
S63 Uniform Securities Agent State Law Examination 1998-12-15
  • S66 Uniform Combined State Law Examination
    2020-05-27
  • S63 Uniform Securities Agent State Law Examination
    1998-12-15
Designations

View on SEC IAPD

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