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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-26 |
| NY | RA | APPROVED | 2021-04-27 |
| CT | RA | APPROVED | 2020-05-27 |
Branch Locations
1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Instinet, Llc | New York | NY | 06/2015 | 04/2019 |
| Morgan Stanley Smith Barney Llc | Garden City | NY | 04/2020 | Present |
| Unemployed | Garden City | NY | 04/2019 | 04/2020 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 05/2020 | Present |
(1)I AM AN INVESTOR IN "THE CROWD'S LINE". THE BUSINESS NATURE OF THE COMPANY IS COLLECTING DATA ON PROFESSIONAL SPORTS AND IS NOT INVESTMENT-RELATED. THE ADDRESS IS 48 WEST 76TH STREET APT 1B, NY NY 10023. I HAVE NO TITLE OR RELATIONSHIP BEYOND AN INVESTOR. I DEVOTE ABOUT 10 MINUTES/MONTH TO THIS INVESTMENT WHICH IS FOCUSED ON READING A MONTHLY BUSINESS UPDATE. I DEVOTE ZERO HOURS OF TIME TO THIS INVESTMENT DURING SECURITY TRADING HOURS. I HAVE NO DUTIES RELATED TO THIS BUSINESS. (3) I AM FOUNDER OF ESG UNITED PROPERTIES LLC. THERE FOCUS IS TO RENTAL MULTIFAMILY HOUSES IN NORTH CAROLINA. NO INVESTMENTS HAVE BEEN MADE TO DATE. *530530- Molloy Universtiy; Investment related- No; Rockville Centre, New York; Education; Adjunct Professor (proprietor, partner, officer, director, employee, trustee, agent); 03/2023; During business hours: 0; After business hours: 12; Teach a Graduate Class
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-15 |
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