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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-02-20
DE RA APPROVED 2009-06-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • DE RA
    APPROVED
    Since 2009-06-01

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Jericho, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Jericho NY 04/2007 Present
Morgan Stanley Smith Barney Jericho NY 06/2009 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Jericho, NY
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Jericho, NY
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Jericho, NY
  • 2005-09-20 → 2007-04-02
    Morgan Stanley Dw Inc.
    Jericho, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-11
S63 Uniform Securities Agent State Law Examination 1998-09-04
  • S65 Uniform Investment Adviser Law Examination
    1998-09-11
  • S63 Uniform Securities Agent State Law Examination
    1998-09-04
Other Names
  • Jeffrey D Reiss

View on SEC IAPD

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