Stephen M Birnbaum

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-16
TX	RA	APPROVED_RES	2014-03-04

NY RA
APPROVED

Since 2021-06-16
TX RA
APPROVED_RES

Since 2014-03-04

Branch Locations

1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Garden City	NY	06/2009	Present

06/2009 → Present

Morgan Stanley

Garden City, NY

Other Businesses

1. *448908 - Estate; Investment related Yes; Hewlett, New York; Estate; Executor/Co-Executor; 07/2021; During business hours: 0; After business hours: 2;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-02-23
S63	Uniform Securities Agent State Law Examination	1996-02-06

S65 Uniform Investment Adviser Law Examination

1996-02-23
S63 Uniform Securities Agent State Law Examination

1996-02-06

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews