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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-08-27 |
| WV | RA | APPROVED | 2026-06-29 |
| MI | RA | APPROVED | 2024-10-15 |
| VA | RA | APPROVED | 2023-09-27 |
| DE | RA | APPROVED | 2022-08-22 |
| CT | RA | APPROVED | 2022-08-18 |
| FL | RA | APPROVED | 2022-08-18 |
| NC | RA | APPROVED | 2022-08-18 |
| OH | RA | APPROVED | 2022-08-18 |
| PA | RA | APPROVED | 2022-08-18 |
| NJ | RA | APPROVED | 2022-08-17 |
| NY | RA | APPROVED | 2022-08-17 |
Branch Locations
3780 Nostrand Ave Ny465, Brooklyn, NY 11235 • United States
7826 5Th Ave Ms: Ny383, Brooklyn, NY 11209 • United States
7123 3Rd Ave Ny381, Brooklyn, NY 11209 • United States
7414 13Th Ave Ms: Ny397, Brooklyn, NY 11228 • United States
300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States
2580 Hylan Blvd Ny471, Staten Island, NY 10306 • United States
1556 Hylan Blvd Ms: Ny461, Staten Island, NY 10305 • United States
271 Page Avenue Ms: Ny479, Staten Island, NY 10307 • United States
1200 Forest Ave Ny478, Staten Island, NY 10310 • United States
2200 Richmond Ave Ny393, Staten Island, NY 10314 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Brooklyn | NY | 01/2013 | 07/2020 |
| Hsbc Bank Usa N.A. | Brooklyn | NY | 08/2016 | 07/2020 |
| Investors Bank | Brooklyn | NY | 07/2020 | 08/2022 |
| Cetera Investment Services Llc | St. Cloud | MN | 07/2020 | 08/2022 |
| Cetera Investment Advisers Llc | Brooklyn | NY | 07/2020 | 08/2022 |
| Citizens Securities, Inc. | Brooklyn | NY | 08/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-29 |
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