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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-06 |
| MN | RA | APPROVED | 2013-11-19 |
Branch Locations
1420 London Road Suite 201, Duluth, MN 55805-2425 • United States
Duluth, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Duluth | MN | 03/2008 | Present |
(1) BOYS AND GIRLS CLUB OF DULUTH SCHOLARSHIP COMMITTEE; ADDRESS: 2623 WEST 2ND STREET DULUTH, MN 55816; BUSINESS DESCRIPTION: THE COMMITTEE AWARDS SCHOLARSHIPS TO ITS MEMBERS; NOT INVESTMENT RELATED; START DATE: 01/02/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: REVIEW SCHOLARSHIP APPLICATIONS AND AWARD SCHOLARSHIPS; HOURS DEVOTED PER WEEK: .25; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) DULUTH EAST HIGH SCHOOL FOUNDATION; ADDRESS: 222 WEST SUPERIOR STREET DULUTH, MN 55802; BUSINESS DESCRIPTION: HIGH SCHOOL FOUNDATION; NOT INVESTMENT RELATED; START DATE: 01/01/2012; CAPACITY: BOARD OF DIRECTORS; DUTIES: HELP RAISE MONEY FOR THE FOUNDATION; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) GENERATIONS HEALTHCARE INITIATIVES; ADDRESS: 130 SUPERIOR STREET, STE 700, DULUTH, MN 55802; BUSINESS DESCRIPTION: NOT FOR PROFIT; NOT INVESTMENT RELATED; START DATE: 09/07/2017; CAPACITY: BOARD OF DIRECTORS; GENERAL OVERSIGHT: NONE; HOURS DEVOTED PER MONTH: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-14 |
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