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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-07 |
| NY | RA | APPROVED | 2021-08-10 |
Branch Locations
100 Quentin Roosevelt Blvd Suite 209, Garden City, NY 11530 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Philadelphia | PA | 03/2009 | 04/2019 |
| Raymond James Financial Services, Inc. | Garden City | NY | 04/2019 | Present |
| Raymond James Financial Services Advisors, Inc. | Garden City | NY | 04/2019 | Present |
| Ten Ten Associates, Llc | Garden City | NJ | 03/2019 | Present |
| Rec Capital Managment | Garden City | NY | 03/2019 | Present |
(1)Name of Business: Cherry Valley Club Address: 28 Rockaway Ave., Garden city, NY, 11530, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 06/30/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Board Member at Golf Club:Long Range Planning/House Renovations and Greens advise with other board members and committee members on work that needs to be done at the club, either existing or new projects meet about once a month to discuss projects (2)Name of Business: REC Capital Managment Address: 100 Quentin Roosevelt Ste 209, Garden City, NY, 11530, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/21/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial Advisor / Investments (3)Name of Business: Ten Ten Associates, LLC Address: 100 Quentin Roosevelt Ste 209, Garden City, NY, 11530, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/21/2019 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: support company, owner, financial servicesthis is an LLC set up to pay for common office expenses rent payroll utilities research insurance of RJFS branch (DDC) we hold this out as a DBA for our office/partnership
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-01-30 |
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