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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

9920 4Th Avenue Suite 303, Brooklyn, NY 11209 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities, Inc. Brooklyn NY 06/2004 03/2017
Mml Investors Services, Llc Brooklyn NY 03/2017 Present
Massmutual Life Insurance Co Brooklyn NY 07/2016 Present
  • 06/2004 → 03/2017
    Metlife Securities, Inc.
    Brooklyn, NY
  • 03/2017 → Present
    Brooklyn, NY
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Brooklyn, NY
Other Businesses

INDEPENDENT INSURANCE AGENT-FROM RESIDENTIAL ADDRESS-2HRS SECURITIES, 3HRS NONSECURITIES- DENTAL AND GROUP DISABILITY INCOME, DISABILITY, LIFE/ACCIDENT/HEALTH,& LONG-TERM CARE-SINCE 10/2000

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-09-01
  • S63 Uniform Securities Agent State Law Examination
    1995-09-01
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Brooklyn, NY

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