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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2012-01-10 |
Branch Locations
1495 Black Rock Tpke Ste 2A, Fairfield, CT 06825-4165 • United States
Oxford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Fairfield | CT | 01/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Fairfield | CT | 03/2020 | Present |
Business Ownership; Summit Administration LLC; Owner; Manage Ameriprise Business; 13 Martin Dr, , Oxford,, CT, 06478; Investment-Related; 01/06/2023; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-25 |
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