Thomas Gerard Zippilli

Current Employers

Employment History

• 01/2014 → 02/2022
  Hsbc Bank Usa N.A.
  Staten Island, NY
• 01/2006 → Present
  Hsbc Securities (Usa) Inc.
  Staten Island, NY
• 02/2022 → Present
  Hsbc Bank Usa N.A.
  Staten Island, NY

Previous Registrations

• 2004-06-18 → 2005-07-27
  Td Ameritrade, Inc.
  New York, NY

Other Businesses

1. The name of the other business: Private Home (not a business entity or organization) 2. Whether the business is investment-related: No 3. The address of the other business: 216 Sampson Avenue Seaside Heights, NJ 08751 4. The nature of the other business: Rental property 5. Your position: Owner 6. Title: Owner 7. Relationship with the other business: Owner 8. The start date of your relationship: 4/7/2008 9. The approximate number of hours/month you devote to the other business: 1 hour per month 10. The number of hours you devote to the other business during securities trading hours: 0 11. Briefly describe your duties relating to the other business: Deposit Rent once per month, Pay necessary bills monthly Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

• S66 Uniform Combined State Law Examination
  2003-06-20
• S63 Uniform Securities Agent State Law Examination
  1996-01-04

Other Names

• Thomas Gerard Zippilli