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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

706 N Clinton St, Syracuse, NY 13204 • United States

Syracuse, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corporation, Inc. Tampa FL 04/2016 02/2018
Community Bank Syracuse NY 04/2016 Present
Lpl Financial Llc Syracuse NY 02/2018 Present
  • 04/2016 → 02/2018
    Invest Financial Corporation, Inc.
    Tampa, FL
  • 04/2016 → Present
    Community Bank
    Syracuse, NY
  • 02/2018 → Present
    Syracuse, NY
Other Businesses

1. 02/14/2018 - Community Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 4/2016. 2. 09/29/2022 - OneGroup Wealth Partners, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 03/14/2022 - 20 Hours Per Month/10 Hours During Securities Trading - I provide administrative support to OneGroup Wealth Partners, Inc., an independent investment advisor firm. I started this business activity in 03/2022. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 03/27/2025 - Nottingham Investment Services, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:03/31/2025 - 160 Hrs/Mth - 160 Hrs During Trading. 4.04/29/2025 - Nottingham Wealth Partners - Registered Investment Advisor Hybrid - Investment Related - NY, Syracuse - 20 Hrs/Mth - 10 Hrs During Trading - Start Date:03/14/2022 - I provide administrative support to Nottingham Wealth Partners, an independent investment advisor firm. I started this business activity in 03/2022. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-03-26
  • S63 Uniform Securities Agent State Law Examination
    1997-03-26
Other Names
  • Chasity Maureen Nadge

View on SEC IAPD

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