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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
706 N Clinton St, Syracuse, NY 13204 • United States
Syracuse, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation, Inc. | Tampa | FL | 04/2016 | 02/2018 |
| Community Bank | Syracuse | NY | 04/2016 | Present |
| Lpl Financial Llc | Syracuse | NY | 02/2018 | Present |
1. 02/14/2018 - Community Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 4/2016. 2. 09/29/2022 - OneGroup Wealth Partners, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin - Start Date - 03/14/2022 - 20 Hours Per Month/10 Hours During Securities Trading - I provide administrative support to OneGroup Wealth Partners, Inc., an independent investment advisor firm. I started this business activity in 03/2022. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 03/27/2025 - Nottingham Investment Services, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:03/31/2025 - 160 Hrs/Mth - 160 Hrs During Trading. 4.04/29/2025 - Nottingham Wealth Partners - Registered Investment Advisor Hybrid - Investment Related - NY, Syracuse - 20 Hrs/Mth - 10 Hrs During Trading - Start Date:03/14/2022 - I provide administrative support to Nottingham Wealth Partners, an independent investment advisor firm. I started this business activity in 03/2022. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-03-26 |
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