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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-01-02 |
| MD | RA | APPROVED | 2025-01-02 |
| NJ | RA | APPROVED | 2025-01-02 |
| GA | RA | APPROVED | 2023-03-10 |
| NY | RA | APPROVED | 2021-04-16 |
| DE | RA | APPROVED | 2013-06-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Insurance Company | New York | NY | 03/1993 | 12/2018 |
| Park Avenue Securities Llc | New York | NY | 05/1999 | 12/2018 |
| Guardian Life Insurance Company | Brooklyn | NY | 12/2018 | Present |
| Park Avenue Securities | Brooklyn | NY | 12/2018 | Present |
1. Life Insurance Sales-LTC, annuities, Life, DI, Start: 01/01/1997, Address: 185A Marcy Avenue Brooklyn, NY 11211, 10 total hours per month; 10 during securities trading hours, Investment related, Less than 10% annual compensation, 2. Real Estate Investment Income-Partnership, Start: 05/31/2015, Address:189 - 229 BISHOPPOWER LASALLE. QUEBEC, 1 bus hr per month, Investment related, 3. Rental Property-Investing Partner, Start: 10/30/2017, Address: 4105-4125 Parthenais & 3570-3610 Messier Montreal, Quebec, 1 bus hr per month, Investment related, 4. Ekstein Financial Services LLC-Own the LLC (DBA), Start: 10/01/2017, Address: 185A Marcy Avenue Brooklyn, NY 11211, 10 total hours per month; 10 during securities trading hours, Investment related, No annual compensation, 5. Highview National Insurance Company.-serve as board member. Board Member Duties, Start: 12/27/2017, Address: 4446 State Route 42, Suite B, Monticello, NY 12701, 8 total hours per month; 8 during securities trading hours, Not investment related, No annual compensation, 6. 177 South 9th St.-Rental property in Brooklyn NY , Start: 03/01/2018, Address: 177 South 9th St. Brooklyn, NY 11211, 1 non bus hr per month, Investment related, >10% annual compensation, 7. Safestone LLC-Life Insurance Sales, Partner. Safestone has passive ownership in First Financial Resources Group, LLC, Start: 10/01/2018, Address: 185A Marcy Avenue Brooklyn, NY 11211, 5 total hours per month; 5 during securities trading hours, , Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1995-05-30 |
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