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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-01-02
MD RA APPROVED 2025-01-02
NJ RA APPROVED 2025-01-02
GA RA APPROVED 2023-03-10
NY RA APPROVED 2021-04-16
DE RA APPROVED 2013-06-28
  • KY RA
    APPROVED
    Since 2025-01-02
  • MD RA
    APPROVED
    Since 2025-01-02
  • NJ RA
    APPROVED
    Since 2025-01-02
  • GA RA
    APPROVED
    Since 2023-03-10
  • NY RA
    APPROVED
    Since 2021-04-16
  • DE RA
    APPROVED
    Since 2013-06-28

Branch Locations

185A Marcy Avenue, Brooklyn, NY 11211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Guardian Life Insurance Company New York NY 03/1993 12/2018
Park Avenue Securities Llc New York NY 05/1999 12/2018
Guardian Life Insurance Company Brooklyn NY 12/2018 Present
Park Avenue Securities Brooklyn NY 12/2018 Present
  • 03/1993 → 12/2018
    The Guardian Life Insurance Company
    New York, NY
  • 05/1999 → 12/2018
    New York, NY
  • 12/2018 → Present
    Guardian Life Insurance Company
    Brooklyn, NY
  • 12/2018 → Present
    Park Avenue Securities
    Brooklyn, NY
Other Businesses

1. Life Insurance Sales-LTC, annuities, Life, DI, Start: 01/01/1997, Address: 185A Marcy Avenue Brooklyn, NY 11211, 10 total hours per month; 10 during securities trading hours, Investment related, Less than 10% annual compensation, 2. Real Estate Investment Income-Partnership, Start: 05/31/2015, Address:189 - 229 BISHOPPOWER LASALLE. QUEBEC, 1 bus hr per month, Investment related, 3. Rental Property-Investing Partner, Start: 10/30/2017, Address: 4105-4125 Parthenais & 3570-3610 Messier Montreal, Quebec, 1 bus hr per month, Investment related, 4. Ekstein Financial Services LLC-Own the LLC (DBA), Start: 10/01/2017, Address: 185A Marcy Avenue Brooklyn, NY 11211, 10 total hours per month; 10 during securities trading hours, Investment related, No annual compensation, 5. Highview National Insurance Company.-serve as board member. Board Member Duties, Start: 12/27/2017, Address: 4446 State Route 42, Suite B, Monticello, NY 12701, 8 total hours per month; 8 during securities trading hours, Not investment related, No annual compensation, 6. 177 South 9th St.-Rental property in Brooklyn NY , Start: 03/01/2018, Address: 177 South 9th St. Brooklyn, NY 11211, 1 non bus hr per month, Investment related, >10% annual compensation, 7. Safestone LLC-Life Insurance Sales, Partner. Safestone has passive ownership in First Financial Resources Group, LLC, Start: 10/01/2018, Address: 185A Marcy Avenue Brooklyn, NY 11211, 5 total hours per month; 5 during securities trading hours, , Investment related, Less than 10% annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-13
S63 Uniform Securities Agent State Law Examination 1995-05-30
  • S65 Uniform Investment Adviser Law Examination
    2013-05-13
  • S63 Uniform Securities Agent State Law Examination
    1995-05-30

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