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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-03-28
  • NC RA
    APPROVED
    Since 2019-03-28

Branch Locations

100 N Cherry St. Suite 350,, Winston Salem, NC 27101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc. Austin TX 04/2016 03/2019
Lpl Financial Llc Winston Salem NC 03/2019 Present
  • 04/2016 → 03/2019
    Kestra Financial Services, Inc.
    Austin, TX
  • 03/2019 → Present
    Winston Salem, NC
Previous Registrations
  • 2016-04-19 → 2019-03-28
    Winston-Salem, NC
  • 2016-03-08 → 2016-09-22
    Kestra Investment Services, Llc
    Austin, TX
    Winston-Salem, NC
  • 2012-08-28 → 2016-03-11
    First Allied Advisory Services, Inc.
    Winston-Salem, NC
    San Diego, CA
    Winston-Salem, NC
  • 2006-01-05 → 2008-11-26
    Infinet Advisory, Inc.
    Durham, NC
  • 2003-07-28 → 2005-10-17
    Covenant Financial Solutions,Inc.
    Winston-Salem, NC
Other Businesses

1)3/28/19- Unleashing the Gift of Giving: A Ministry's Guide to Building and Leaving a Legacy - Author of published book- Non-Inv. Related- Clemmons, NC- start date 2012- 0% 2)3/28/19-Covenant Benefits, Inc.- DBA for LPL Business (entity for LPL business)- Inv. Related- Winston Salem, NC - start date 10/06/2014 - 1hr/mtn- 5% 3)3/28/19- Covenant Financial Solutions, Inc.- Business Entity For Tax/Investment Purposes Only- -Inv. Related- Winston Salem, NC- start date 10/18/200 -100% 4)3/28/19-Covenant Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Winston Salem, NC- start date 10/18/2000- 100% 5) 11/29/2021 - Covenant Benefits, Inc. - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 10/06/2014 - 2 Hours Per Month/0 Hours During Securities Trading - S-Corp used for tax planning purposes. 6) 12/2/2021 - Covenant Partners - Not Investment Related - Home Based - Other-Business Owner - President - Started 10/06/2014 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-05-25
S65 Uniform Investment Adviser Law Examination 1995-05-25
  • S63 Uniform Securities Agent State Law Examination
    1995-05-25
  • S65 Uniform Investment Adviser Law Examination
    1995-05-25
Designations
Other Names
  • Rusty Russell
  • Robert Glenn Russell

View on SEC IAPD

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