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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-06-16 |
| NY | RA | APPROVED | 2021-05-26 |
Branch Locations
1225 Franklin Avenue Suite 150, Garden City, NY 11530 • United States
400 Broadhollow Road Suite 401, Melville, NY 11747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Uniondale | NY | 07/2007 | Present |
1. T2 Asset Group LLC; 230 Duffy Ave, Hicksville, NY 11801; Tactical Training System; Owner; 10/19/2011; 4 hr/mo; Not During Securities Trading Hours; Not Investment Related. 2. Open Ministry; PO Box 122990 San Diego CA 92112; Ministerial Services & Religious duties for Matrimony; Ordained Minister; Performs Marriage Ceremonies; affiliation started 03/11/2016; 0 hours per day; not during securities trading hours; not investment-related. 3. Nassau County Police Department; 1490 Franklin Ave, Mineola, NY 11501; Nassau County Assistant Police Commissioner; A non-paid position that contains discussing the funding of the police foundation; 06/06/2010; 3 Hours per Week; Not during securities trading hours; Not Investment-Related. 4. Clear Star Stables; PO Box 90, Jamaica, NY 11417; Race Horse Owner; 0521/2021; 1 Hour per Week; Not During Securities Trading Hours; Not Investment-Related. 5. The Milana Family Foundation; 600 Broadhollow Rd, Melville, NY 11747; The foundation's mission has been to raise money and awareness for charities that benefit different causes; Board Member; Help organize charity events; 10/03/2022; 2 Hours per Quarter; Not during securities trading hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-06 |
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