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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-04-10 |
| NJ | RA | APPROVED | 2009-12-09 |
Branch Locations
1499 Post Rd Investment Solutions Group, Fairfield, CT 06824 • United States
800 Capitol St Investment Solutions Group, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 04/2007 | Present |
I*457076, Entity Type: Entity For Profit, Name of OBA: Investment and Wealth Institute (formerly IMCA), Address: GREENWOOD VILLAGE, Colorado 80111, Investment Related: Y, Position, Title, Association: Consultant/Independent Contractor, Employee Start Date: 02/15/2018, No Hours: 12, No Hours during trading: 10, Duties: The purpose of the visit to the Institute is to assist in helping formulate and review exam questions for the CIMA certification. As a recent CIMA graduate, I was invited to help participate based on my skill set and expertise.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-04 |
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