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David Andrew Schneid

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Syracuse, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
NY RA APPROVED 2021-04-19
NJ RA APPROVED 2017-02-14
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • NY RA
    APPROVED
    Since 2021-04-19
  • NJ RA
    APPROVED
    Since 2017-02-14

Branch Locations

205 S Salina St, Syracuse, NY 13202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Summit S0Ftware Jamesvile NY 04/2006 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Syracuse NY 11/2016 Present
Blue Ocean Strategic Capital Syracuse NY 07/2016 11/2016
Bank Of America, N.A. Syracuse NY 04/2017 Present
  • 04/2006 → Present
    Summit S0Ftware
    Jamesvile, NY
  • 11/2016 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Syracuse, NY
  • 07/2016 → 11/2016
    Blue Ocean Strategic Capital
    Syracuse, NY
  • 04/2017 → Present
    Bank Of America, N.A.
    Syracuse, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-06
S63 Uniform Securities Agent State Law Examination 1996-04-08
  • S66 Uniform Combined State Law Examination
    2017-02-06
  • S63 Uniform Securities Agent State Law Examination
    1996-04-08

View on SEC IAPD

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Other Offices

RBC CAPITAL MARKETS, LLC · SYRACUSE, NY
AMERIPRISE FINANCIAL SERVICES, LLC · SYRACUSE, NY
EAGLE STRATEGIES LLC · DEWITT, NY
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COMMONWEALTH FINANCIAL NETWORK · DeWitt, NY
CHARLES SCHWAB & CO., INC. · Dewitt, NY
STRATEGIC FINANCIAL SERVICES · Syracuse, NY
EAGLE STRATEGIES LLC · DEWITT, NY

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