Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-01-23
CT RA APPROVED 2007-09-27
  • TX RA
    APPROVED
    Since 2009-01-23
  • CT RA
    APPROVED
    Since 2007-09-27

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Stamford CT 07/2007 Present
Bank Of America, Na Stamford CT 09/2009 Present
  • 07/2007 → Present
    Merrill Lynch
    Stamford, CT
  • 09/2009 → Present
    Bank Of America, Na
    Stamford, CT
Other Businesses

I* 378917 For profit or not for profit: Name of outside business organization: Charles Gay Investment related: N Address of business: Block Island, Rhode Island 02807 Nature of business: Position, title, association: Other Start date of relationship: 5/1/2012 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I own a second home on Block Island, RI. We use a company to rent it for us when we are not there.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-26
  • S66 Uniform Combined State Law Examination
    2007-09-26
Other Names
  • Charles R S Gay
  • Charles R Gay

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Fairfield, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor