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Karen Patricia Scinto

LPl Financial LLC

Fairfield, CT

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-12-02
  • CT RA
    APPROVED
    Since 2025-12-02

Branch Locations

1 Elliot Place, Fairfield, CT 06824 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Fairfield CT 06/2006 12/2025
Thomas Lenci Fairfield CT 09/2007 Present
Timothy Hanley Fairfield CT 05/2015 09/2019
Steven Tennant Ballston Lake NY 08/2019 Present
Lpl Financial Fairfield CT 12/2025 Present
  • 06/2006 → 12/2025
    Northwestern Mutual Investment Services, Llc
    Fairfield, CT
  • 09/2007 → Present
    Thomas Lenci
    Fairfield, CT
  • 05/2015 → 09/2019
    Timothy Hanley
    Fairfield, CT
  • 08/2019 → Present
    Steven Tennant
    Ballston Lake, NY
  • 12/2025 → Present
    Lpl Financial
    Fairfield, CT
Previous Registrations
Other Businesses

1) 08/12/2025 - Tennant Financial / DBA LPL Business (entity for LPL business) Inv Related / At reported business location (s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-04-14
S63 Uniform Securities Agent State Law Examination 1994-08-04
  • S66 Uniform Combined State Law Examination
    2003-04-14
  • S63 Uniform Securities Agent State Law Examination
    1994-08-04
Other Names
  • Karen Patricia Scinto
  • Karen Patricia Cappock
  • Karen Patricia Cappock

View on SEC IAPD

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Other Offices

HERBERT J. SIMS CAPITAL MANAGEMENT, INC. · FAIRFIELD, CT
MONECO ADVISORS · FAIRFIELD, CT
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Fairfield, CT
MONECO ADVISORS · FAIRFIELD, CT
JANNEY MONTGOMERY SCOTT LLC · Fairfield, CT
EDGEWOOD CAPITAL ADVISORS, LLC · SOUTHPORT, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Southport, CT
DAYMARK WEALTH PARTNERS, LLC · Southport, CT

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