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1607 W. 18Th Street, Spencer, IA 51301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-08-25 |
Branch Locations
1607 W. 18Th Street, Spencer, IA 51301 • United States
5801 Sunnybrook Drive, Sioux City, IA 51106 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwest Bank | Sioux City | IA | 10/2013 | Present |
| Northwest Wealth Management, Llc | Spencer | IA | 08/2017 | Present |
NORTHWEST BANK 5801 SUNNYBROOK DRIVE SIOUX CITY, IA 51106 BANK NON-INVESTMENT RELATED 2013 TO PRESENT PRIVATE BANKER, SVP DEVOTES APPROXIMATELY 156 HOURS PER MONTH, 116 OF WHICH ARE DURING SECURITIES TRADING HOURS PRIVATE BANKER FOR HIGHER NET WORTH CLIENTS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-02 |
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