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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-11 |
Branch Locations
825 East Gate Blvd. Ste. 103, Garden City, NY 11530 • United States
Deer Park, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vanguard Capital | Solana Beach | CA | 02/2010 | 11/2016 |
| Fsc Securities Corp | Atlanta | GA | 11/2016 | 10/2019 |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 10/2019 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2019 | Present |
1. INDEPENDENT INSURANCE AGENT, 825 E GATE BLVD STE 103, GARDEN CITY, NY 1/2005 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 1/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3. NETTWORTH FINANCIAL GROUP, 825 East gate Blvd, ste 103, Garden City NY 11530, 08/2017, Investment Advisor Representative, Marketing, NIR, 10 HR/MO, 5 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-02-03 |
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