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9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2016-01-05 |
Branch Locations
709-20 Northeast Dr Suite 6, Davidson, NC 28036 • United States
104 North Center St Suite C, Statesville, NC 28677 • United States
104 N Center St., Statesville, NC 28677-3102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2008-01-14 |
Branch Locations
104 N Center St., Statesville, NC 28677-3102 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Geneos Wealth Management, Inc. | Statesville | NC | 06/2005 | Present |
| Thompson Financial Services Inc | Statesville | NC | 06/1998 | Present |
| Thompson Wealth Advisors | Statesville | NC | 11/2009 | Present |
1) DBA:OWNER OF RIA-THOMPSON WEALTH ADVISORS AN INVESTMENT SERVICES BUSINESS LOCATED AT BRANCH LOCATION. 2) INSURANCE AGENT WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 3) ELEVATE TO EXIT-SEMINAR PRESENTER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-03 |
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