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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-17
AZ RA APPROVED 2022-12-16
NY RA APPROVED 2021-07-06
MN RA APPROVED 2020-02-25
VA RA APPROVED 2018-06-22
NV RA APPROVED 2017-04-18
MD RA APPROVED 2013-10-02
NJ RA APPROVED 2008-08-18
PA RA APPROVED 2008-08-14
  • NC RA
    APPROVED
    Since 2026-07-17
  • AZ RA
    APPROVED
    Since 2022-12-16
  • NY RA
    APPROVED
    Since 2021-07-06
  • MN RA
    APPROVED
    Since 2020-02-25
  • VA RA
    APPROVED
    Since 2018-06-22
  • NV RA
    APPROVED
    Since 2017-04-18
  • MD RA
    APPROVED
    Since 2013-10-02
  • NJ RA
    APPROVED
    Since 2008-08-18
  • PA RA
    APPROVED
    Since 2008-08-14

Branch Locations

6702 Bay Parkway, Brooklyn, NY 11204 • United States

Staten Island, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. Staten Island NY 04/2013 Present
Hsbc Bank Usa, N.A. Staten Island NY 08/2016 Present
Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA)Inc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-07
S63 Uniform Securities Agent State Law Examination 1994-07-08
  • S66 Uniform Combined State Law Examination
    2008-08-07
  • S63 Uniform Securities Agent State Law Examination
    1994-07-08
Other Names
  • Nino Fabi
  • Neil Fabi
  • Aniello G Fabi

View on SEC IAPD

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