Best Investors Account Sign in
Current Employers
First American Asset Advisory, Llc

59 Hilton Avenue, Suite 101, Garden City, NY 11530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-13
NJ RA APPROVED 2019-01-17
  • NY RA
    APPROVED
    Since 2021-08-13
  • NJ RA
    APPROVED
    Since 2019-01-17

Branch Locations

59 Hilton Avenue, Suite 101, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Wilshire Securities, Inc. Westbury NY 08/1998 Present
  • 08/1998 → Present
    Morgan Wilshire Securities, Inc.
    Westbury, NY
Previous Registrations
Other Businesses

Compliance/Shareholder and Advisor of First American Asset Advisory, LLC. Has Series 65 license. AGENT OF A AND F INSURANCE, AN INSURANCE BROKERAGE FIRM.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-18
S63 Uniform Securities Agent State Law Examination 1994-03-05
  • S65 Uniform Investment Adviser Law Examination
    2014-07-18
  • S63 Uniform Securities Agent State Law Examination
    1994-03-05

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Garden City, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor