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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
500 Plum St Ste 301, Syracuse, NY 13204 • United States
Olean, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Olean | NY | 12/1993 | 11/2024 |
| Prudential Insurance Company Of America | Olean | NY | 12/1993 | Present |
| Lpl Enterprise, Llc | Olean | NY | 11/2024 | Present |
1) 02/24/2025-Prudential Agent-Property and Casualty-Inv Related- At Olean, NY- Start date 07/20/1994-4hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-06 |
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