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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| TX | RA | APPROVED_RES | 2020-05-14 |
Branch Locations
1200 Franklin Avenue 2Nd Floor, Garden City, NY 11530 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Garden City | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*440431 - Whalers Cove Yacht Club; Investment related - No; Cold Spring Harbor, NY; Social & Recreational; Board Member, Commodore (proprietor, partner, officer, director, employee, trustee, agent); Mar 2012; During business hours: 0; After business hours: 0.5; Vote on membership decisions, participate in strategic club decisions regarding maintenance, repairs, etc. *502561 - Lloyd Harbor; Investment related No; Lloyd Harbor, New York; Technology; Independent Contractor (proprietor, partner, officer, director, employee, trustee, agent); 06/2022; During business hours: 0; After business hours: 1; Own the mining equipment which will be co-located in a hosting facility and rented to a 3rd party *685619- JHAB Ventures LLC; Investment related: Yes; Lloyd Harbor, New York; Digital Currency/Bitcoin; Sole Member (proprietor, partner, officer, director, employee, trustee, agent); 04/2026; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-20 |
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