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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2009-07-06 |
| CT | RA | APPROVED | 2007-02-13 |
Branch Locations
1499 Post Rd, Fairfield, CT 06824 • United States
South Salem, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 01/2007 | Present |
| Bank Of America, N.A. | Fairfield | CT | 01/2014 | Present |
I*: 2018279 Entity Type: Entity Charitable Name of OBA: Fairfield University Advisory Board, Dolan School of Busine Address: Fairfield, CT Investment Related: No Position, Title, Association: Board Member, Other Employee Start Date: 09/30/2024 Number of Hours: 30 hrs annually Number of Hours during trading: 25 hrs annually Duties: Serving as a strategic advisor to the Dean by Sharing expertise and counsel with the Dean relative to the strategic vision for the direction of the Dolan School and key academic initiatives. Identifying and analyzing broad issues which transcend departmental or school boundaries and serve the comprehensive, long-range goals of the school. o Acting as an ambassador of the Dolan School and University by: Elevating external partnerships and championing the Dolan School through expanding outreach to alumni, corporations, and communities utilizing personal and professional networks for University engagement. Heightening awareness with constituents who could become involved with or financially support the Dolan School. o Increasing and improving student career and professional development experiences and outcomes by participating in opportunities that directly engage with students and faculty. Opportunities may include serving as a student mentor, speaking at a class or student club meeting,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-09-01 |
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