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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2009-07-06
CT RA APPROVED 2007-02-13
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2009-07-06
  • CT RA
    APPROVED
    Since 2007-02-13

Branch Locations

1499 Post Rd, Fairfield, CT 06824 • United States

South Salem, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Stamford CT 01/2007 Present
Bank Of America, N.A. Fairfield CT 01/2014 Present
Previous Registrations
Other Businesses

I*: 2018279 Entity Type: Entity Charitable Name of OBA: Fairfield University Advisory Board, Dolan School of Busine Address: Fairfield, CT Investment Related: No Position, Title, Association: Board Member, Other Employee Start Date: 09/30/2024 Number of Hours: 30 hrs annually Number of Hours during trading: 25 hrs annually Duties: Serving as a strategic advisor to the Dean by Sharing expertise and counsel with the Dean relative to the strategic vision for the direction of the Dolan School and key academic initiatives. Identifying and analyzing broad issues which transcend departmental or school boundaries and serve the comprehensive, long-range goals of the school. o Acting as an ambassador of the Dolan School and University by: Elevating external partnerships and championing the Dolan School through expanding outreach to alumni, corporations, and communities utilizing personal and professional networks for University engagement. Heightening awareness with constituents who could become involved with or financially support the Dolan School. o Increasing and improving student career and professional development experiences and outcomes by participating in opportunities that directly engage with students and faculty. Opportunities may include serving as a student mentor, speaking at a class or student club meeting,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-22
S63 Uniform Securities Agent State Law Examination 1993-09-01
  • S65 Uniform Investment Adviser Law Examination
    1998-06-22
  • S63 Uniform Securities Agent State Law Examination
    1993-09-01
Other Names
  • Eugenia Douvas

View on SEC IAPD

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