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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-21 |
| IL | RA | APPROVED | 2023-06-12 |
| NY | RA | APPROVED | 2022-01-20 |
| TX | RA | APPROVED | 2022-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | 12/2021 |
| Ubs Financial Services Inc | New York | NY | 01/2022 | Present |
Sole Proprietor / Owner / Partner, 01/2012, I am the landord mortgage hold real estate lic. 0 business hours and 1 hour after business 2) Ann Elisa Fredlin real estate license 10401261072 / 450 w 17th street apt 2003 new york United States10011 / Real Estate / We own real estate that is rented out. I was advised by both my lawyer and accountant to hold a real estate lic. I do not use it, however i do have one. / nothing. i have real estate investments which are rented out. there is no liability to UBS, Clients or affliates. / Start Date: 1/1/2015 3) Mah jongg / 450 w 17th streetNew YorkNew YorkUnited States10011 / i am a producer on a show that we are trying to place called Mah jongg / Television production / Pitch to productions Studios / Start Date: 8/1/2019 4) Waverly Place Apt, It is a rental apartment that we own in a condo bldg in nyc, owner i own the apartment, start date-4/18/1996, New YorkUnited States10014
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-28 |
| S65 | Uniform Investment Adviser Law Examination | 1999-06-17 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-08 |
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