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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-10-10 |
| CT | RA | APPROVED | 2009-10-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenwich | CT | 10/2009 | Present |
| Bank Of America,N.A. | Fairfield | CT | 06/2011 | Present |
I*4693 For profit or not for profit: Name of outside business organization: Thomas Gilhuly Investment related: Address of business: Worcester, Massachusetts 01604 Nature of business: , Position, title, association: , Rental Property Start date of relationship: 10/27/2016 Number of hours devoted: 4 hour(s) Number of hours devoted during trading hours: 1 Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-17 |
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