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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
| MA | RA | APPROVED | 2018-02-14 |
| OH | RA | APPROVED | 2018-02-14 |
| PA | RA | APPROVED | 2018-02-14 |
| SC | RA | APPROVED | 2018-02-14 |
| VT | RA | APPROVED | 2018-02-14 |
Branch Locations
250 S Clinton St Ste 110, Syracuse, NY 13202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 05/2015 | 02/2018 |
| Community Bank, Na | Syracuse | NY | 05/2015 | 06/2025 |
| Lpl Financial Llc | Syracuse | NY | 02/2018 | Present |
1. 01/4/2018 - Hanleigh Insurance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 4/1/17 - 2 Hours Per Month/0 Hours During Securities Trading - Fixed Insurance - Disability insurance. 2. 1/6/2020 - Guardian - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 12/20/2019 - 1 Hour Per Month During Securities Trading - Disability insurance. 3) 05/23/2025 - Carta Wealth Planning - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:06/02/2025 - 160 Hrs/Mth - 6 Hrs During Trading. 4) 05/23/2025 - KAFL - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:05/23/2025 - 15 Hrs/Mth - 1 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-08 |
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