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Charles Matthew Carson

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Garden City, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
TX RA APPROVED_RES 2000-03-17
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED_RES
    Since 2000-03-17

Branch Locations

1325 Franklin Ave, Garden City, NY 11530 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Garden City NY 07/1992 Present
Bank Of America, Na Garden City NY 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-12
S63 Uniform Securities Agent State Law Examination 1993-09-01
  • S65 Uniform Investment Adviser Law Examination
    1995-05-12
  • S63 Uniform Securities Agent State Law Examination
    1993-09-01
Other Names
  • Charles M Carson

View on SEC IAPD

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Other Offices

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN CITY, NY
CETERA INVESTMENT ADVISERS LLC · GARDEN CITY, NY
BRIXTON CAPITAL WEALTH ADVISORS, LLC · GARDEN CITY, NY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Garden City, NY
OSAIC WEALTH, INC. · GARDEN CITY, NY
COMMONWEALTH FINANCIAL NETWORK · Garden City, NY

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