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Joy Lynn Richardson

Mml Investors Services, LLC

Winston Salem, NC

Mt Airy, NC

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-03-25
  • NC RA
    APPROVED
    Since 2017-03-25

Branch Locations

3779 Vest Mill Road Suite A, Winston Salem, NC 27103 • United States

Mt Airy, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Winston Salem NC 02/1992 03/2017
Mml Investors Services, Llc Winston Salem NC 03/2017 Present
Mass Mutual Life Insurance Company Winston Salem NC 07/2016 Present
  • 02/1992 → 03/2017
    Metlife Securities Inc.
    Winston Salem, NC
  • 03/2017 → Present
    Mml Investors Services, Llc
    Winston Salem, NC
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Winston Salem, NC
Previous Registrations
  • 2007-05-29 → 2017-03-25
    Msi Financial Services, Inc.
    Winston Salem, NC
    Winston-Salem, NC
Other Businesses

NAME: JOY RICHARDSON INV REL: Y ADDR: 3779 VEST MILL RD, STE A, WINSTON-SALEM, NC 27103 NATURE: INDIVIDUAL LIFE, LTC POSITION: SALES START: 7/2016 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-24
S63 Uniform Securities Agent State Law Examination 1992-11-02
  • S66 Uniform Combined State Law Examination
    2007-04-24
  • S63 Uniform Securities Agent State Law Examination
    1992-11-02
Other Names
  • Joy Lynn Martin
  • Joy Richardson
  • Joy M Richardson

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WINSTON SALEM, NC
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EDWARD JONES · WINSTON SALEM, NC
EDWARD JONES · WINSTON-SALEM, NC
AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
TIMONIER · WINSTON SALEM, NC
APOLLON WEALTH MANAGEMENT, LLC · Winston-Salem, NC
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