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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-04-05 |
| TX | RA | APPROVED_RES | 2015-06-17 |
| CA | RA | APPROVED | 2008-04-25 |
Branch Locations
608 Silver Spur Road Suite 380, Rolling Hills Estates, CA 90274 • United States
Parker, AZ • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Rolling Hills Estates | CA | 04/2008 | Present |
| Margaritaville West | Redondo Beach | CA | 09/2008 | 11/2018 |
| Raymond James & Associates, Inc. | Parker | AZ | 04/2022 | Present |
(1)Name of Business: MVAA Board Treasurer Address: 33944 Via Piedra, Parker, AZ, 85344, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: Yes Start Date: 11/28/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Treasurer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1992-10-21 |
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