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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-19 |
| NY | RA | APPROVED | 2021-07-15 |
| TX | RA | APPROVED_RES | 2012-11-14 |
Branch Locations
706 N Clinton St, Syracuse, NY 13204 • United States
Palmetto, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Syracuse | NY | 11/2007 | Present |
1. 11/01/2007: NO BUSINESS NAME - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - LIFE, HEALTH, DISABILITY, ANNUITY. 2. 06/11/2012: NO BUSINESS NAME - Not Investment Related - Location/Address: Online - 1% OF TIME SPENT - Sell old motocross bikes and parts online through Craigslist. 3. 12/19/2013: CNY WEALTHY LIFESTYLE EXPO - Business Entity For Tax/Investment Purposes Only - Investment Related - NO TIME SPENT. 4. 12/19/2013: FINANCIAL EDUCATION AND TRAINING - Business Entity For Tax/Investment Purposes Only - Investment Related - No Time Spent. 5. 04/22/2014: NO BUSINESS NAME - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - 1% Time Spent - SELL INSURANCE: LIFE, HEALTH 6. 11/20/2018 - Extra's America - Not Investment Related - Various addresses - Other-Acting - Extra - Started 11/14/2018 - 1 Hour Per Month During Securities Trading - Extra in movies. 7. 1/31/2019 - Community Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2019 - 120 Hours Per Month/120 Hours During Securities Trading. 8. 03/03/2022 - Onegroup Wealth Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/02/2022 - 0 Hours Per Month/0 Hours During Securities Trading. 9) 04/04/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Nottingham Investment Services - Inv. Related- At reported business location(s) - Start Date:3/31/2025. 10 )09/24/2025 - Investment Related - Real Estate Rental - At Reported Business Location(s) - Start Date:08/25/2025 - 2 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-13 |
| S65 | Uniform Investment Adviser Law Examination | 1996-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-28 |
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