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Brendan Gallagher

LPl Enterprise, LLC

Brooklyn, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

33 35Th Street Suite A410, Brooklyn, NY 11232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Forest Hills NY 04/2016 11/2024
Prudential Insurance Company Of America Forest Hills NY 05/2016 Present
Lpl Enterprise, Llc Forest Hills NY 11/2024 Present
Previous Registrations
  • 2021-06-07 → 2024-11-14
    Forest Hills, NY
    Brooklyn, NY
    Brooklyn, NY
    Forest Hills, NY
Other Businesses

1. 11/14/2024 - Silver Bridge Financial Service, Inc - Non-Variable Insurance - Brooklyn, NY - INV REL - Start Date 11/27/2019 - 2hrs/mth 2. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s) 3. 12/17/2025-BG Wealth Mgmt-Owner-Business Entity For Tax/Investment Purposes Only-Inv related-At Breezy Point, NY-Start date 12/04/2025-10hrs/mth-1hrs/mth during trading 4. 12/17/2025-Ganun Insurance-Agent-Non-Variable Insurance-Inv Related-At Floral Park, NY-Start date 12/04/2025-10hrs/mth-1hrs/mth during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-08-26
  • S63 Uniform Securities Agent State Law Examination
    1992-08-26

View on SEC IAPD

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