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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
33 35Th Street Suite A410, Brooklyn, NY 11232 • United States
128 Marine Avenue, Brooklyn, NY 11209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Brooklyn | NY | 11/1993 | Present |
| Pruco Securities, Llc. | Brooklyn | NY | 11/1993 | 11/2024 |
| Lpl Enterprise, Llc | Brooklyn | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-09-18 |
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