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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-08-02 |
| CT | RA | APPROVED | 1992-06-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Stamford | CT | 06/1992 | Present |
| Bank Of America, N.A. | Fairfield | CT | 09/2011 | Present |
Status: APPRVDI*114419For profit or not for profit: For-Profit OrganizationName of outside business organization: little red waffle truckAddress of business:fairfield, Connecticut 6824Nature of business: LLC,Position, title, association: Limited Partner, Start date of relationship: 6/1/2019Number of hours devoted: 20 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: food truck not involved in daily operations my children are running it I*3253268, Entity Type: , Name of OBA: R F K revocable trust , Address: bonita springs, Florida, 34134, Investment Related: N, Position, Title, Association: Co-Trustee, Employee State Date: 12/01/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-08-28 |
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