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Oksana Flaks

LPl Enterprise, LLC

Brooklyn, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

33 35Th Street Suite A410, Brooklyn, NY 11232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Forest Hills NY 08/2019 11/2024
Homemaking Brooklyn NY 03/2013 08/2019
Prudential Insurance Company Of America Brooklyn NY 01/2020 Present
Lpl Enterprise, Llc Brooklyn NY 11/2024 Present
  • 08/2019 → 11/2024
    Pruco Securities, Llc.
    Forest Hills, NY
  • 03/2013 → 08/2019
    Homemaking
    Brooklyn, NY
  • 01/2020 → Present
    Prudential Insurance Company Of America
    Brooklyn, NY
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Brooklyn, NY
Previous Registrations
Other Businesses

1. 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-08-03
S63 Uniform Securities Agent State Law Examination 2019-12-03
  • S65 Uniform Investment Adviser Law Examination
    2021-08-03
  • S63 Uniform Securities Agent State Law Examination
    2019-12-03
Other Names
  • Sana Flaks

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
CITIGROUP GLOBAL MARKETS INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED
SANTANDER SECURITIES LLC
COBBLESTONE WEALTH ADVISORS

Other Investors

JAMES DANIEL VAVAS
Anthony Joseph Cavalcante
JOSEPH JOHN COSENZA
CHARLES JOSEPH LAROCCA
JOHN STEVE VORVOLAKOS
DANIEL CLIFFORD GALLUZZO
ANDREW Michael LAROCCA
ANAND KUMAR DOOKIE

Other Offices

LPL FINANCIAL LLC · Brooklyn, NY
LPL FINANCIAL LLC · BROOKLYN, NY
J.P. MORGAN SECURITIES LLC · BROOKLYN, NY
CETERA INVESTMENT ADVISERS LLC · BROOKLYN, NY
EDWARD JONES · BROOKLYN, NY
J.P. MORGAN SECURITIES LLC · BROOKLYN, NY
CITIGROUP GLOBAL MARKETS INC. · BROOKLYN, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Brooklyn, NY

More in Brooklyn, NY

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