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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-19
NY RA APPROVED 2021-06-14
  • NJ RA
    APPROVED
    Since 2024-07-19
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

9920 4Th Avenue Suite 303, Brooklyn, NY 11209 • United States

Andover, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Brooklyn NY 07/1991 03/2017
Mml Investors Services, Llc Brooklyn NY 03/2017 Present
Massmutual Life Insurance Company Brooklyn NY 07/2016 Present
  • 07/1991 → 03/2017
    Metlife Securities Inc.
    Brooklyn, NY
  • 03/2017 → Present
    Brooklyn, NY
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Brooklyn, NY
Other Businesses

1.)INDEPENDENT INSURANCE AGENT FROM HOME ADDRESS LIFE/ACCIDENT/HEALTH FOR 2HRW/WK & 2HRS EVENING & WKENDS SINCE 12/2011 2.) CPA TAX PREPARATION FOR INDIVIDUALS 1 SECURITIES TRADING HOURS WEEKLY, 2 NON SECURITIES TRADING HOURS WEEKLY, START DATE 2/13

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1992-05-11
  • S63 Uniform Securities Agent State Law Examination
    1992-05-11

View on SEC IAPD

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