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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-10 |
Branch Locations
100 Madison Street Suite 1300, Syracuse, NY 13202 • United States
8002 Abbeville Ave. Suite B, Lubbock, TX 79424 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gaschen, Johnston & Associates, Llc | Lubbock | TX | 12/2000 | 06/2019 |
| Cetera Advisors Llc | Denver | CO | 01/2013 | 10/2023 |
| Gaschen, Berlingeri & Associates | Lubbock | TX | 06/2019 | 10/2023 |
| Cadaret, Grant & Co., Inc. | Lubbock | TX | 10/2023 | Present |
| Lpl Financial Llc | Lubbock | TX | 07/2025 | Present |
1. 07/10/2025- ITLW Advisors, LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 11/24/2015- 10 Hours Per Month 2. 07/10/2025- Gaschen, Berlingeri & Casebolt- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 11/01/2023- 160 Hours Per Month- 40 Hours During Trading 3. 07/10/2025- Paul D. Gaschen- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 07/11/2025- 4 Hours Per Month- 4 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-09 |
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