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Wendy Sue Homstad

Raymond James & Associates, Inc.

Duluth, MN

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-13
TX RA APPROVED_RES 2011-05-11
  • MN RA
    APPROVED
    Since 2014-01-13
  • TX RA
    APPROVED_RES
    Since 2011-05-11

Branch Locations

26 East Superior Street Suite 500, Duluth, MN 55802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Diluth MN 05/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-19
S63 Uniform Securities Agent State Law Examination 1997-03-10
  • S65 Uniform Investment Adviser Law Examination
    1997-03-19
  • S63 Uniform Securities Agent State Law Examination
    1997-03-10
Designations
Other Names
  • Wendy Sue Obrien
  • Wendy Sue Obrien

View on SEC IAPD

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NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MORGAN STANLEY

Other Investors

JOHN PAUL LAWIEN
ALICIA NICOLE KIM
JOY ELIZABETH DALBERG
TRAVIS J KLINGEISEN
PATRICK JOHN PFAHL
KRISTIN G YAPEL
Debra Marie Carlson
ROBERT DANIEL BUBALO

Other Offices

RBC CAPITAL MARKETS, LLC · DULUTH, MN
WELLS FARGO CLEARING SERVICES, LLC · DULUTH, MN
EDWARD JONES · DULUTH, MN
EDWARD JONES · DULUTH, MN
RAYMOND JAMES & ASSOCIATES, INC. · Duluth, MN
FARTHER · Duluth, MN
LPL FINANCIAL LLC · DULUTH, MN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · DULUTH, MN

More in Duluth, MN

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