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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-11 |
| FL | RA | APPROVED | 2018-08-15 |
| NC | RA | APPROVED | 2013-03-18 |
Branch Locations
130 Harbour Place, Suite 350, Davidson, NC 28036 • United States
4350 Congress St Suite 400, Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Charlotte | NC | 02/2013 | Present |
Name/Address: The Rock Church / 215 Boone Heights Drive, #301, Boone, NC 28607 Start Date: 4/1/20 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Board Member Investment Related Name/Address: New Hope Baptist Church, North Carolina Start Date: 1/7/2026 Hours Spent: 0-3 per month; During Trading Hours: 0-3 Role/Responsibility: Trustee Investment Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-05 |
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